This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Bazzana | 2012 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2013 - Principles In Self Managed Superannuation Funds - - International Institute of Technology ~ 2013 - Specialist Margin Lending accreditation - - International Institute of Technology ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Callum James Carmont | 0 | 2018 - Bachelor of Business - Management - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Emma Walsh | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Limited ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2019 - Principles of Self Managed Superannuation Funds - - International Institute of Technology ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robyn Aideen Patch | 2012 | 2009 - Bachelor of Commerce (Financial Planning and Accounting) - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Principles in Self Managed Superannuation Funds - - International Institute of Technology ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2017 - Certified Financial Planner - - Financial Planning Association |
| Steven Irwin Trustum | 2018 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2007 - Certificate of Public Practice - - The Institute of Chartered Accountants in Australia ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2013 - Principles in Self Managed Superannuation Funds - - International Institute of Technology ~ 2013 - RG146 Tier 1 Specialist Margin Lending Course - - International Institute of Technology |