This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Dean Skinner | 1986 | Advanced Diploma of Financial Planning - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Kaplan ~ SMSF - Kaplan ~ SMSF - Kaplan |
| Brett Daniel Handke | 2005 | ASX Accrediated Products - Kaplan ~ Graduate Diploma of Finance - Finsia ~ Margin Lending & Gearing - Kaplan ~ SMSF - Kaplan |
| Gerard Victor Doney | 1980 | Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca |
| Matthew James Wilson | 2021 | Ethics & Professionalism in Financial Advice - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - Kaplan ~ Graduate Diploma in Financial Planning - Kaplan |
| Matthew John Nicholls | 2011 | Advanced Diploma of Financial Planning - Pinnacle ~ Bachelor of Applied Finance - University of South Australia ~ Diploma of Financial Planning - Pinnacle ~ Margin Lending - Pinnacle ~ Self Managed Super Funds - Pinnacle |
| Phillip Mills | 2000 | Advanced Diploma of Financial Planning - FPA ~ CFP Certificate - FPA ~ Self Managed Funds - Kaplan |