This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Robert Leslie | 2011 | 2010 - Bachelor of Commerce (Economics) - - University of Melbourne ~ 2013 - Diploma of Financial Planning - - Kaplan Professional |
| Barry David King | 2003 | 2003 - Advanced Diploma of Financial Services (Financial Planning) - - Deakin Financial Services ~ 2003 - Diploma of Financial Services (Financial Planning) - - Deakin Financial Services ~ 2015 - Certified Financial Strategist - - AIOFP ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Advanced Aged Care - - Aged Care Steps |
| Kelly Jane Conley | 2013 | 2015 - Self-Managed Superannuation Funds - - Kaplan Professional ~ 2016 - Tier 1 Margin Lending -Personal Advice - - Kaplan Professional ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps ~ 2020 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Rae Louise Jacka | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Stanford Clark | 2006 | 2001 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps ~ 2020 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |