This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Clint Nice | 2014 | 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Education Pty Limited ~ 2013 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2016 - RG146 Tier 1 Specialist Margin Lending Course - Other - International Institute of Technology ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Gavin James Aitkins | 2015 | 2005 - Certificate IV in Business Management - Certificate (AQF 1-4) - West Coast TAFE ~ 2006 - Diploma of Business Management - Diploma (AQF 5) - West Coast TAFE ~ 2009 - Bachelor of Business (Human Resource Management) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2014 - RG146 Tier 1 GA Life Insurance - Other - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| James Patrick Menezies | 2006 | 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 2007 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan |
| Wade John Mcevoy | 2011 | 2008 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2009 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |