This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Drew Robert Meredith | 2005 | 2003 - Bachelor of Commerce (Finance) - - University of Melbourne ~ 2009 - Graduate Diploma of Applied Finance - - Kaplan ~ 2012 - Certified Financial Planner - - FPA |
| Fatuma Akalo | 2009 | 2009 - Bachelor of Business (Economic & Finance) - - RMIT University ~ 2009 - Bachelor of Business (Economics & Finance) - - Royal Melbourne Institute of Technology ~ 2014 - Master of Applied Finance - - Kaplan Professional ~ 2014 - Masters of Applied Finance (Wealth Management) - - Kaplan |
| Jamie Mark Nemtsas | 2001 | 1997 - Bachlor of Business - - University of South Australia ~ 2000 - Graduate Diploma of Financial Planning - - FINSIA ~ 2001 - Certified Financial Planner - - FPA |
| Renato Romani Manias | 2018 | 2013 - Bachelor of Commerce & Economics - Bachelor Degree (AQF 7) - The Australian National University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |