Warrington Private Wealth Pty ltd

AFS License Number
481561
Name
Warrington Private Wealth Pty ltd
ABN/ACN/ARBN
93607315999
Licensee issued
Jan. 21, 2016
Address
Deakin, 2600, ACT

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Graeme James Mullins 2003 Associate Financial Planner - FPA ~ Bachelor of Commerce, majoring in Finance - ANU ~ Cert IV in Financial Services (General Insurance) - ANZIIF ~ Graduate Diploma of Financial Planning - Finsia ~ Self-managed super funds - Finsia
 Stephen Warrington Wilfred Hurford 2003 Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Self-managed super funds - Financial Services Institute of Australasia