This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to general financial product advice limited to:
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
derivatives to retail and wholesale clients;
general insurance products to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients; and
securities to retail and wholesale clients.
Operate a registered management investment scheme as responsible entity (includes holding any incidental property) limited to:
The following named scheme: WARATAH DIVERSIFIED PROPERTY FUND (ARSN 638819324) which holds the following types of property;
direct real property to retail and wholesale clients; and
financial assets to retail and wholesale clients.
The following named scheme: WARATAH HOTEL FUND (ARSN 123286304) which holds the following types of property;
direct real property limited to stable property trusts or syndicates to retail and wholesale clients; and
financial assets to retail and wholesale clients.
The following named scheme: WARATAH INDUSTRIAL FUND (ARSN 689110227) which holds the following types of property;
direct real property to retail and wholesale clients; and
financial assets to retail and wholesale clients.
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