This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Maxwell Rankin | 2018 | 2018 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2023 - Certified Financial Planner - Professional Designations - FAAA ~ 2023 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Damien John Daviot | 2011 | 2011 - Bachelor of Business (Banking and Finance) - - Monash University ~ 2013 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Roman Zemlinsky | 2012 | 2011 - Bachelor of Business (Banking and Finance) - - Monash University ~ 2012 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2017 - Margin Lending - - Financial Education Professionals Pty Ltd ~ 2017 - SMSF - - Financial Education Professionals Pty Ltd |