This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan James Marchingo | 2016 | FNS50615 - IIT |
| Alan Lionel Marchingo | 2013 | AML / CTF Course - AAMC ~ Certificate IV in Finance & Mortgage Broking(FNS40811) - The International Finance Institute ~ Diploma of Financial Planning - International Institute of Technology |
| Alan Mcgregor Maddick | 2010 | Diploma in Financial Markets - Finsia ~ Diploma of Financial Services (FP) - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Finsia ~ Master of Financial Planning - Kaplan ~ Self Managed Super Fund Course - Kaplan |
| Bruno Valdis Strazdins | 1991 | Accredited Mortgage Consultant - Mortgage & Finance Association of Australia ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Certificate IV in Financial Services (Finance / Mortgage Broking) - New South Wales Department of Education and Training ~ Diploma of Financial Planning - Kaplan Professional |
| James Peter Kerr | 1982 | Diploma of Financial Services (Financial Planning) - Integratec (Aust) Pty Ltd |
| Jared Peter Painter | 2013 | Bachelor of Business (B.Bus) - University of the Sunshine Coast ~ Diploma Financial Planning - International Institute of Technology ~ Diploma of Mortgage Broking - The National Finance Institute ~ Master of Business Administration - National Cheng Kung University ~ Self- Managed Superfunds - Integrity Education Group |
| John Charles Morrison | 1990 | Diploma of Financial Planning - Financial Planning Association |
| John Francis Carson | 2008 | Bachelor Of Economics - Monash University ~ Diploma of Financial Planning - Deakin University |
| Max Newnham | 2003 | Chartered Accountant Financial Planning Specialist - The Institute of Chartered Accountants in Australia |
| Peter Murray | 1969 | Diploma of Financial Services (Financial Planning) - International Institute of Technology |
| Rosana Mere Bouton | 2018 | Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group ~ Graduate Certificate in Financial Planning - Griffith University |
| Sean Sullivan | 1988 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - University of Technology, Sydney ~ Self managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Shweta Mittal | 2012 | Bachelor of Business(Accounting) - Victoria University ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma in Financial Planning - Kaplan |
| Sudarshan Kumar Gupta | 2011 | Bachelor of Commerce - Punjab University, India ~ Diploma Of Financial Services (Finance/Mortgage Broking Management) - Kaplan ~ Diploma in Financial Planning - Kaplan |