This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
managed investment schemes excluding IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandra Carmen Plumb | 2015 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - James Cook University ~ 2014 - Chartered Accountants Program - Professional Designations - CAA/NZ (Chartered Accountants Australia & New Zealand) ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2020 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2025 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Ltd |
| Brett Leslie Griffiths | 2010 | 1997 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Professional Certificate in SMSFS - Certificate (AQF 1-4) - University of Southern Australia ~ 2016 - FNS51815 Diploma of Financial Services - Diploma (AQF 5) - Financial Education Professionals |
| James Devereux | 2014 | 1997 - Bachelor of Arts (Design and Technology) - Other - University of Leeds, United Kingdom ~ 2000 - Master of Arts (Industrial Design (Product)) - Other - University of Central England in Birmingham, United Kingdom ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2025 - Commercial Law - Other - Kaplan Education Pty Ltd |
| Jarred Robert Brooks | 2012 | 2011 - Bachelor of Commerce (Accounting, Banking & Finance) - - University of Queensland ~ 2012 - Core 1 Securities & Managed Investment Accreditation program - - Deakin University ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd ~ 2017 - SMSF Specialist Adviser - - SMSF Association ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |
| Kenneth George Beanland | 2015 | 2011 - Bachelor of Economics (Major in International Trade & Finance) - Bachelor Degree (AQF 7) - University of Queensland ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Accredited Derivatives Adviser Level 2 - Professional Designations - Stockbrokers Association of Australia ~ 2023 - Chartered Financial Analyst Program - Professional Designations - CFA Institute ~ 2025 - Client Engagement Skills (FPC007B) - Bridging Course - Behavioural Finance - Kaplan Higher Education ~ 2025 - Economic and Legal Context for Financial Planning (FPC001B) - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2025 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education |
| Lisa Fukushima | 2025 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Louis John Dooley | 2022 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Accredited Derivatives Adviser Level 2 - Professional Designations - Kaplan Education Pty Ltd |
| Mailene Ruth Wheeler | 2018 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2012 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association Limited ~ 2013 - Chartered Accountants Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2015 - Master of Applied Taxation - Masters Degree (AQF 9) - UNSW ~ 2017 - Graduate Certificate of Business Management - Graduate Certificate (AQF 8) - Swinburne University ~ 2018 - FNS51815 Diploma of Financial Services - Diploma (AQF 5) - Finance Education Professionals ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Limited ~ 2025 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Ltd |
| Mark Ellis Allara | 2000 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2004 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2013 - SMSF Specialiast - - SPAA |
| Paul Dominic Green | 2000 | 1985 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1995 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Scott Tennant | 0 | 2025 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Timothy Hannes | 2013 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Cert IV in Finance & Mortgage Broking - - Kaplan ~ 2015 - Professional Certificate in Self Managed Superannuation Funds - - University of Adelaide ~ 2018 - Tier 1 Securities - Personal Advice - - Kaplan ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Tristan Sakari Ahlholm | 2006 | 2002 - Bachelor of Commerce - - University of Queensland ~ 2002 - Bachelor of Economics - - University of Queensland ~ 2005 - Graduate Diploma (ICAA) - - Institute of Chartered Accountants ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |