This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandra Carmen Plumb | 2015 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - James Cook University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd |
| Brett Leslie Griffiths | 2018 | 1997 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Professional Certificate in SMSFS - Certificate (AQF 1-4) - University of Southern Australia ~ 2016 - FNS51815 Diploma of Financial Services - Diploma (AQF 5) - Financial Education Professionals |
| James Devereux | 2014 | 1997 - Bachelor of Arts (Design and Technology) - Other - University of Leeds, United Kingdom ~ 2000 - Master of Arts (Industrial Design (Product)) - Other - University of Central England in Birmingham, United Kingdom ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Post Graduate Certificate in Financial planning - Graduate Certificate (AQF 8) - Kaplan ~ 2021 - Post graduate Diploma in Financial planning - Graduate Diploma (AQF 8) - Kaplan |
| Jarred Robert Brooks | 2012 | 2011 - Bachelor of Commerce (Accounting, Banking & Finance) - - University of Queensland ~ 2012 - Core 1 Securities & Managed Investment Accreditation program - - Deakin University ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2017 - SMSF Specialist Adviser - - SMSF Association |
| Kenneth George Beanland | 2015 | 2011 - Bachelor of Economics (International Trade & Finance) - - University of Queensland ~ 2013 - Diploma of Financial Planning - - Kaplan Professional |
| Louis John Dooley | 2022 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2020 - FPC002B - Bridging Course - Ethics - Ethics and Professionalism in Financial Advice ~ 2020 - FPCOO1B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Accredited Derivatives Adviser Level 1 - Professional Designations - Kaplan |
| Mailene Ruth Wheeler | 2018 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2015 - Master of Applied Taxation - Masters Degree (AQF 9) - UNSW ~ 2017 - Graduate Certificate of Business Management - Graduate Certificate (AQF 8) - Swinburne University ~ 2018 - FNS51815 Diploma of Financial Services - Diploma (AQF 5) - Finance Education Professionals |
| Mark Ellis Allara | 2000 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2004 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2013 - SMSF Specialiast - - SPAA |
| Paul Dominic Green | 2000 | 1985 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1995 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Tristan Sakari Ahlholm | 2006 | 2002 - Bachelor of Commerce - - University of Queensland ~ 2002 - Bachelor of Economics - - University of Queensland ~ 2005 - Graduate Diploma (ICAA) - - Institute of Chartered Accountants ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |