This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jonathan Thomas | 2013 | 2007 - Bachelor of Science/Bachelor of Commerce - - University of Sydney ~ 2013 - RG 146 - - Kaplan ~ 2014 - Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2014 - Accredited Derivatives Adviser Level 2 - - Kaplan |
| Mitchell Knowles | 2016 | 2016 - ADA 1 - - KAPLAN ~ 2016 - ADA 2 - - KAPLAN ~ 2016 - RG146 - - KAPLAN ~ 2018 - Bachelor of Commerce - - Griffith University |
| Stuart Mcclure | 2012 | 2006 - Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2006 - Accredited Derivatives Adviser Level 2 - - Kaplan ~ 2006 - Bachelor of Business - - Griffith University ~ 2006 - RG 146 - - Kaplan |
| William Chien | 2006 | 2006 - PS146 - - AFMA ~ 2010 - ADA1 - - Kaplan ~ 2010 - ADA2 - - Kaplan |