This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Alan Stevens | 1995 | Cert IV Finance & Mortgage Broking - National Finance Institute ~ Certified Financial Planner - Financial Planning Association/ Deakin University ~ ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - KAPLAN PROFESSIONAL ~ FASEA EXAM - KAPLAN PROFESSIONAL ~ SMSF Specialist Adviser - SPAA |
| Guenther Franz Goetz | 1995 | Bachelor of Business, Major in Accounting - NSW Uni of Technology ~ Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ DIPLOMA OF FINANCIAL PLANNING - DEAKIN UNIVERSITY ~ ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - KAPLAN PROFESSIONAL ~ SELF MANAGED SUPERANNUATION FUNDS - TRIBECA |
| Harry NG | 2003 | FASEA EXAM - KAPLAN PROFESSIONAL |
| Zoran Milenkovski | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Business - Victoria University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business - Victoria University |