This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Alan Stevens | 1995 | 2003 - Certified Financial Planner - - Financial Planning Association/ Deakin University ~ 2011 - SMSF Specialist Adviser - - SPAA ~ 2013 - Cert IV Finance & Mortgage Broking - - National Finance Institute ~ 2019 - ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - Bridging Course - Ethics - KAPLAN PROFESSIONAL ~ 2020 - FASEA EXAM - Other - KAPLAN PROFESSIONAL |
| Guenther Franz Goetz | 1995 | 1982 - Bachelor of Business, Major in Accounting - - NSW Uni of Technology ~ 2002 - DIPLOMA OF FINANCIAL PLANNING - - DEAKIN UNIVERSITY ~ 2005 - SELF MANAGED SUPERANNUATION FUNDS - - TRIBECA ~ 2014 - Certificate IV in Finance and Mortgage Broking - - The National Finance Institute ~ 2019 - ETHICS AND PROFESSIONALISM IN FINANCIAL ADVICE - Bridging Course - Ethics - KAPLAN PROFESSIONAL |
| Harry NG | 2003 | 2020 - FASEA EXAM - Other - KAPLAN PROFESSIONAL |
| Zoran Milenkovski | 2003 | 1998 - Bachelor of Business - - Victoria University ~ 2005 - Master of Business - - Victoria University ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |