This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Mcwilliams | 2018 | Diploma of Financial Planning - Monarch Institute ~ Marketing - Griffith University ~ Real Estate & Property Development - Griffith University |
| Ashley David Mcauliffe | 2001 | Advanced Diploma of Financial Sevices (Financial Planning) - Tribeca ~ Advanced Diploma of Financial Sevices (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Master of Business Administration - La Trobe University ~ Master of Business Administration - La Trobe University ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| Ian Bostock | 2006 | Advanced Diploma in Financial Planning - Pinnacle Financial Services Academy ~ Advanced Diploma in Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Business - Marketing & Economics - Queensland University of Technology ~ Bachelor of Business - Marketing & Economics - Queensland University of Technology ~ Graduate Certificate in Financial Planning - FINSIA ~ Graduate Certificate in Financial Planning - FINSIA |
| O'neil Cole | 2018 | Diploma of Financial Planning - Monarch Institute |
| Yeral Rafinian | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Management - University of South Australia ~ Diploma of Financial Planning - Investment Banking Institute |