This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron William Dickson | 2011 | 2007 - Diploma of Financial Services (Financial Planning) - - Archer College |
| Christopher John Peter Sam | 2002 | 1987 - Bachelor of Economics - - Macquarie University ~ 2002 - Certified Financial Planner - - FPA ~ 2009 - Self managed Super Funds Education Program - - Financial Essentials ~ 2010 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2012 - Margin Lending - - MLC |
| Matthew Charles Dickson | 2018 | 2017 - Diploma of Financial Planning - - Mentor Education ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education |
| Steven Robert Mcquillan | 2009 | 2003 - Bachelor of Commerce - - The University of Queensland ~ 2005 - Graduate Diploma (ICAA) - - The Institute of Chartered Accountants in Australia ~ 2008 - Graduate Certificate in Financial Planning - - Finsia |