Thornton Group (australia) Pty Limited

AFS License Number
223670
Name
Thornton Group (australia) Pty Limited
ABN/ACN/ARBN
88101789226
Licensee issued
Nov. 20, 2002
Address
Dulwich, 5065, SA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Casey Huxtable 2018 Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 David John Lolicato 2008 Bachelor of Commerce - University of South Australia ~ Certified Practising Accountant - CPA - CPA Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Australia ~ Kaplan - Ongoing Continuing Education Program - Kaplan Australia ~ Self Managed Super Fund Specialist Adviser - SPAA
 Duncan Wiech 1997 Bachelor of Economics - Flinders University of SA ~ Company Directors - International Graduate School of Management of SA ~ DFP5v2 Tax for Financial Advising - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Australia ~ TASACLv1 Commercial Law - Kaplan
 Grant Philip Smith 1994 CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Australia
 Gregory Shane Nicholls 2016 Bachelor of Commerce - Flinders University of SA ~ CPA Program - CPA Australian Society
 Jawad Ahmad 2006 Bachelor of Finance - University of Adelaide ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Tribeca (Aust) Pty Limited ~ Ethics & Professionalism in Financial Advice - Kaplan Australia ~ Graduate Diploma in Global Wealth Management - University of Adelaide ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Rowan Andrew Fielke 2002 Bachelor of Commerce - Flinders University of SA ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University - Vic ~ Kaplan - Ongoing Continuing Education Program - Kaplan Australia ~ Self Managed Super Fund (SMSF) Specialist - SMSF Association