This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anurag Srivastava | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma in Accounting - Deakin University ~ Masters of Commerce - Deakin University |
| Christopher Wright | 2014 | Advanced Diploma Of Financial Planning - Integrity Education ~ Bachelor of Commerce Majoring in Financial Planning - Deakin University ~ Diploma of Financial Services (Financial Planning) - Integrity Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| David Alan Goodwin | 2002 | Bachelor of Business (Financial Planning With Distinction) - RMIT ~ CFP Unit 1 Ethics, Professionalism and Compliance - FPA ~ CFP Unit 2 - Applied Strategies 1 - FPA ~ SMSF Specialist Adviser - ASFA |
| Dhiraj Arora | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Post Graduate Diploma in Business management (major in Finance) - Sardar Patel College of Communication & Management ~ Self Managed Superannuation Fund - Mentor Education |
| Diego Del Rosso | 2010 | Bachelor of Business (Marketing) - Monash University ~ Certificate IV in Financial Services - Australian Institute of Financial Services and Accounting ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Navjeet Singh | 1984 | Advance Diploma of Financial Planning - TAFE ~ Diploma of Financial Planning - TAFE ~ Financial Advisers Exam - FASEA |
| Rahul Charan | 2018 | Bachelor of Business Administration - Hemwati Nandan Bahuguna Garhwal University ~ Diploma of Financial Planning - Kaplan Professional |