This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander James Kelsey | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Alexander John Kean | 2008 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Andrew Gerard Doquile | 2011 | Advanced Diploma of Financial Planning - FPA ~ Bachelor of Commerce - Melbourne University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Responsible Managers Course - Compact Compliance and Corporate Training (Holley Nethercote) |
| Andrew Harris | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance/ Commercial Law) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ SMSF - Kaplan |
| Bach Pham | 2015 | Advanced Diploma in Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Integrity Education Group |
| David Meffert | 2004 | Bachelor or business (Banking & Finance) - Monash University ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Adviser - SMSF Association |
| Jessica Cowan | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Jonathan Buob | 2007 | Bachelor of Finance - Adelaide University ~ Graduate Diploma of Financial Planning - Finsia ~ Self Managed Super Funds - Integrity Education Group |
| Kahadawita Gamage Dona Genani Evangelani Manela Gunawardena | 2022 | Bachelor of Science - University of London ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Management - The University of Melbourne |
| Lachlan James Anderson | 2011 | Bachelor of Finance - La Trobe University ~ Record and Implement client instructions - Kaplan Professional Education ~ Specialist Knowledge- Securities - Kaplan Professional Education |
| Mark David Furlong | 2012 | Advanced Diploma of Financial Plannning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Specialist SMSF Course - International Centre for Financial Services |
| Mark Raymond King | 2008 | CFP - FPA ~ Graduate Diploma of Financial Planning - Finsia ~ Self Managed Superannuation - Financial Education Professionals |
| Matthew Anderson | 2008 | Bachelor of Business - Swinburne University of Technology ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - SIA ~ Self Managed Superannuation Fund Specialist Adviser - SPAA |
| Matthew John Schlyder | 2006 | Bachelor of Business - University College of Southern Qld ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| Matthew Thomas Gibson | 2008 | Bachelor of Surveying - University of Newcastle ~ Cert IV in Finance and Mortgage Broking - Intellitrain Pty Ltd ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Finsia ~ SMSF Specialist Adviser - SPAA |
| Michael Duffy | 2001 | Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Certified Financial Planner - FPA ~ Diploma of Financial Services ( - AMP Limited ~ Requirements to meet FASEA - FASEA ~ SMSF accreditation - FSTA |
| Paul Benedict Broeren | 2004 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Specialist Self Managed Superannuation Funds - University of Adelaide |
| Scott David Lamont | 1989 | Certified Financial Planner Program - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Simon John Lally | 2005 | Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Sonali Rodrigo | 2010 | Advanced Diploma in Management Accounting - CIMA ~ CPA - CPA Australia ~ Certificate in Business Accounting - CIMA ~ Diploma of Financial Services (Financial Planning) - Pinnacle ~ Specialist Self Managed Superannuation Fund - University of Adelaide |
| Timothy Barresi | 2022 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Timothy Michael Ward | 2009 | Bachelor of Commerce in Financial Planning and Investment - Griffith University ~ Graduate Diploma of Financial Planning - Finsia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Fund - Financial Education Professionals ~ Tax for Financial Advising - Kaplan Professional |