This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander James Kelsey | 2016 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education |
| Alexander John Kean | 2008 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - ASX Accredited Listed Products Adviser (ALPA) Program - Other - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Gerard Doquile | 2011 | 1989 - Bachelor of Commerce - - Melbourne University ~ 2000 - Advanced Diploma of Financial Planning - - FPA ~ 2009 - Responsible Managers Course - - Compact Compliance and Corporate Training (Holley Nethercote) ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Harris | 2018 | 1996 - Bachelor of Commerce (Finance/ Commercial Law) - - Deakin University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2018 - SMSF - - Kaplan |
| Bach Pham | 2015 | 2014 - Advanced Diploma in Financial Planning - - Kaplan ~ 2019 - Self Managed Superannuation Funds - - Integrity Education Group ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - KAPLAN |
| David Meffert | 2004 | 2004 - Bachelor or business (Banking & Finance) - - Monash University ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2016 - SMSF Specialist Adviser - Professional Designations - SMSF Association |
| Jessica Cowan | 0 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan Buob | 2007 | 2003 - Bachelor of Finance - - Adelaide University ~ 2007 - Graduate Diploma of Financial Planning - - Finsia ~ 2018 - Self Managed Super Funds - - Integrity Education Group |
| Kahadawita Gamage Dona Genani Evangelani Manela Gunawardena | 2022 | 2015 - Bachelor of Science - Bachelor Degree (AQF 7) - University of London ~ 2018 - Master of Management - Masters Degree (AQF 9) - The University of Melbourne ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lachlan James Anderson | 2011 | 2010 - Bachelor of Finance - - La Trobe University ~ 2011 - Specialist Knowledge- Securities - Other - Kaplan Professional Education ~ 2013 - Record and Implement client instructions - Other - Kaplan Professional Education |
| Mark David Furlong | 2012 | 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2015 - Advanced Diploma of Financial Plannning - - Kaplan Professional Education ~ 2016 - Specialist SMSF Course - - International Centre for Financial Services ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Raymond King | 2008 | 2008 - Graduate Diploma of Financial Planning - - Finsia ~ 2012 - CFP - - FPA ~ 2015 - Self Managed Superannuation - Certificate (AQF 1-4) - Financial Education Professionals |
| Matthew Anderson | 2008 | 1998 - Bachelor of Business - - Swinburne University of Technology ~ 2003 - Graduate Diploma of Financial Planning - - SIA ~ 2013 - Self Managed Superannuation Fund Specialist Adviser - - SPAA ~ 2014 - Certified Financial Planner - - FPA |
| Matthew John Schlyder | 2006 | 1991 - Bachelor of Business - - University College of Southern Qld ~ 2006 - Diploma of Financial Services (Financial Planning) - - Mentor Education |
| Matthew Thomas Gibson | 2008 | 2001 - Bachelor of Surveying - - University of Newcastle ~ 2007 - Graduate Diploma of Financial Planning - - Finsia ~ 2008 - Certified Financial Planner - - FPA ~ 2012 - SMSF Specialist Adviser - - SPAA ~ 2013 - Cert IV in Finance and Mortgage Broking - - Intellitrain Pty Ltd |
| Michael Duffy | 2001 | 2003 - Diploma of Financial Services ( - Diploma (AQF 5) - AMP Limited ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP Limited ~ 2009 - SMSF accreditation - Diploma (AQF 5) - FSTA ~ 2010 - Certified Financial Planner - Professional Designations - FPA ~ 2021 - Requirements to meet FASEA - Professional Designations - FASEA |
| Paul Benedict Broeren | 2004 | 2002 - Certified Financial Planner - - FPA ~ 2002 - Diploma of Financial Planning - - FPA ~ 2015 - Specialist Self Managed Superannuation Funds - - University of Adelaide |
| Simon John Lally | 2005 | 2001 - Bachelor of Commerce - - Monash University ~ 2005 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending - - Kaplan Professional Education |
| Sonali Rodrigo | 2010 | 2004 - Certificate in Business Accounting - - CIMA ~ 2005 - Advanced Diploma in Management Accounting - - CIMA ~ 2009 - Diploma of Financial Services (Financial Planning) - - Pinnacle ~ 2010 - CPA - Other - CPA Australia ~ 2012 - Specialist Self Managed Superannuation Fund - - University of Adelaide |
| Timothy Barresi | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy Michael Ward | 2009 | 2006 - Bachelor of Commerce in Financial Planning and Investment - - Griffith University ~ 2008 - Graduate Diploma of Financial Planning - - Finsia ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Self Managed Superannuation Fund - Other - Financial Education Professionals ~ 2017 - Tax for Financial Advising - Other - Kaplan Professional |