This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Angela Maria Papanestoras | 2017 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2010 - Chartered Accountant - Professional Designations - CAANZ ~ 2010 - Graduate Diploma of Chartered Accounting (GradDipCA) - Graduate Diploma (AQF 8) - CAANZ ~ 2018 - Generic Knowledge Financial Services - Diploma (AQF 5) - Financial Education Professionals ~ 2018 - Self-managed Superannuation Funds - Diploma (AQF 5) - Financial Education Professionals ~ 2018 - Superannuation - Diploma (AQF 5) - Financial Education Professionals ~ 2022 - CA Financial Planning Specialist - Professional Designations - CAANZ ~ 2025 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniella Rose Cucchia | 2018 | 2019 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2019 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of South Australia ~ 2023 - Chartered Accountant (CA) - Professional Designations - CAANZ ~ 2023 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - CAANZ ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Frank Mignone | 2018 | 2019 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2019 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of South Australia ~ 2023 - Chartered Accountant (CA) - Professional Designations - CAANZ ~ 2023 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - CAANZ ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |