This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Arden Shaw | 2018 | Accountant Self Managed Superannuation Fund Package - Kaplan ~ Bachelor of Business (Accounting & Management) - Swinburne University of Technology ~ Ethics for Financial Services (Intensive) - Deakin University ~ Masters of Applied Finance - Kaplan |
| Brenda Michelle Hutchinson | 2016 | Bachelor or Business - Monash University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Kaplan ~ Ethics for Financial Services (Intensive) - Deakin University ~ Masters of Business Administration - Monash University |
| Jason Santo Roccasalvo | 2016 | Bachelor of Commerce - University of Melbourne ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Kaplan ~ Ethics for Financial Services (Intensive) - Deakin University |
| Leigh Winston Jobling | 2002 | Bachelor of Business (Accounting) - Deakin University ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Ethics for Financial Services (Intensive) - Deakin University |
| Mark Templeton | 1998 | Bachelor of Arts (Social Science) - Bendigo College of Advanced Education ~ Bachelor of Business (Accounting) - La Trobe University ~ Client Engagement Skills - Kaplan Professional ~ Ethics for Financial Services (Intensive) - Deakin University ~ PFP (Specialist in Financial Planning) - CPA Australia |
| Michelle Louise Griffiths | 2003 | Bachelor of Business (Accounting) - Monash University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning Services (Financial Planning) - Financial Planning Association (FPA) ~ Ethics for Financial Services (Intensive) - Deakin University |