This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Arden Shaw | 2018 | 2003 - Bachelor of Business (Accounting & Management) - - Swinburne University of Technology ~ 2015 - Masters of Applied Finance - - Kaplan ~ 2017 - Accountant Self Managed Superannuation Fund Package - - Kaplan ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |
| Brenda Michelle Hutchinson | 2016 | 1997 - Bachelor or Business - - Monash University ~ 2004 - Masters of Business Administration - - Monash University ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |
| Jason Santo Roccasalvo | 2016 | 1999 - Bachelor of Commerce - - University of Melbourne ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |
| Leigh Winston Jobling | 2002 | 1994 - Bachelor of Business (Accounting) - - Deakin University ~ 2002 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |
| Mark Templeton | 1998 | 1991 - Bachelor of Arts (Social Science) - - Bendigo College of Advanced Education ~ 1991 - Bachelor of Business (Accounting) - - La Trobe University ~ 2000 - PFP (Specialist in Financial Planning) - - CPA Australia ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |
| Michelle Louise Griffiths | 2003 | 1990 - Bachelor of Business (Accounting) - - Monash University ~ 2005 - Diploma of Financial Planning Services (Financial Planning) - - Financial Planning Association (FPA) ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin University |