This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Darnley | 2004 | Bachelor of Finance (B.Fin) - La Trobe University ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning (DFP) - FPA/Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Advisor - SMSF Association |
| Christian Nathan Plant | 2024 | Advanced Diploma in Financial Planning - Kaplan ~ Bachelor of Business in Financial Planning - RMIT ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Regulation & Taxation - Kaplan |
| David Anthony Collins | 2016 | Chartered Accountant - Institute of Chartered Accountants in England and Wales and CAANZ ~ Diploma of Financial Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Business Administration - Manchester Business School ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association |