This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gary Allan Snelling | 2009 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Lucas Gordon Kenyon | 2018 | Diploma of Financial Planning - IIT |
| Steven Scott Grice | 2004 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning (DFP3) - Financial Planning Association ~ RG 146 - Deakin University |
| Wilson Chen | 2017 | Diploma of Financial Planning - Kaplan |