This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Luke Robert Jones | 2021 | 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Rayden Montgomery James | 2008 | 2007 - Bachelor of Business (Banking and Finance) - - QUT ~ 2007 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services ~ 2009 - Master of Commerce (Financial Planning) - - Griffith University ~ 2009 - SMSF Accreditation - - Kaplan ~ 2018 - TASA 2009 and the Code of Professional Conduct - - Tax Institute |