This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Ralph Gilmour | 2016 | Bachelor of Applied Science in Leisure & Health - Sydney University ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma & Advanced Diploma of Financial Services - Kaplan |
| David Clifford Price | 2000 | Graduate Diploma in Financial Planning - Deakin University ~ Postgraduate Studies in Applied Finance - University of Technology, Sydney ~ Undergraduate Studies in Financial Markets - Securities Institute of Australia |
| Donald Craig Foster | 2001 | Bachelor of Science (Mathematics) with Dip Ed - Macquarie University ~ CERTIFIED FINANCIAL PLANNER (CFP) - FPA ~ CERTIFIED FINANCIAL PLANNER (CFP®) - FPA ~ Certificate of Superannuation Management - ASFA ~ Diploma of Financial Planning - FPA and Deakin University |
| Erin Maree Hallinan Coyle | 2011 | Bachelor of Commerce (Liberal Studies) - University of New South Wales ~ Certified Financial Planner - FPA ~ Diploma of Financial Services in Financial Planning - KAPLAN ~ Ethics and Professionalism in Financial Advice - KAPLAN |
| Rhys Jamie Moorehouse Phillips | 2016 | Bachelor of Commerce, with a Major in Finance - Macquarie University ~ Diploma & Advanced Diploma of Financial Services - Kaplan ~ Postgraduate Studies - Kaplan |