This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Ralph Gilmour | 2016 | 2006 - Bachelor of Applied Science in Leisure & Health - - Sydney University ~ 2014 - Diploma & Advanced Diploma of Financial Services - - Kaplan ~ 2019 - CFP Certification Program - Other - Financial Planning Association of Australia |
| David Clifford Price | 2000 | 1998 - Undergraduate Studies in Financial Markets - - Securities Institute of Australia ~ 2000 - Postgraduate Studies in Applied Finance - - University of Technology, Sydney ~ 2002 - Graduate Diploma in Financial Planning - - Deakin University |
| Donald Craig Foster | 2001 | 1987 - Bachelor of Science (Mathematics) with Dip Ed - - Macquarie University ~ 1990 - Certificate of Superannuation Management - - ASFA ~ 2001 - Diploma of Financial Planning - - FPA and Deakin University ~ 2003 - CERTIFIED FINANCIAL PLANNER (CFP) - - FPA ~ 2003 - CERTIFIED FINANCIAL PLANNER (CFP®) - - FPA |
| Erin Maree Hallinan Coyle | 2011 | 2011 - Bachelor of Commerce (Liberal Studies) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Diploma of Financial Services in Financial Planning - Diploma (AQF 5) - KAPLAN ~ 2014 - Certified Financial Planner - Certificate (AQF 1-4) - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Rhys Jamie Moorehouse Phillips | 2016 | 2009 - Bachelor of Commerce, with a Major in Finance - - Macquarie University ~ 2011 - Postgraduate Studies - - Kaplan ~ 2012 - Diploma & Advanced Diploma of Financial Services - - Kaplan |