This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Adam Radcliffe | 2008 | Actuary - Institute of Actuaries Australia ~ Bachelor of Commerce - University of Melbourne |
| Marek Habsuda | 2014 | Bachelor of Business (Financial Risk Management/International Trade) - Victoria University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice (FPC002B) - Kaplan Professional ~ Graduate Certificate of Applied Finance - Kaplan ~ SMSF Core Course - DBA |
| Melissa Jayne Crowe-answer | 2010 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Services - Kaplan professional ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountants ~ Margin Lending & Geared Investments - Kaplan Professional |
| Nathan White | 2013 | Advanced Diploma of Business Management - University of Ballarat ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Business Administration (Finance) - Australian Institute of Business |
| Rajinder Singh Muker | 1980 | Diploma in Financial Planning - Financial Planning Association |