This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Drieschner | 2000 | Bachelor of Commerce - University of Western Sydney ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Financial Planning Association |
| Dale William Brilley | 2006 | Bachelor of Business (Financial Planning) - RMIT |
| Julian Arthur James Nowland | 2015 | Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Diploma in Business - Macleay College ~ Diploma in Financial Services (Financial Planning) - CBA ~ Professionalism and Ethics - Kaplan Professional ~ SMSF Specialist Adviser - SMSFA |
| Paul Craig Benson | 1999 | Bachelor of Business - RMIT ~ Certified Financial Planner - FPA |