This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Drieschner | 2000 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin Uni and the FPA ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2012 - SMSF Specialist Advisor Program - Other - SPAA |
| Dale William Brilley | 2006 | 2005 - Bachelor of Business (Financial Planning) - - RMIT |
| Julian Arthur James Nowland | 2015 | 2005 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - SMSF Specialist - Professional Designations - SMSF Association ~ 2017 - Fellow Chartered Financial Practitioner - Professional Designations - FAAA ~ 2019 - Professionalism and Ethics - Bridging Course - Ethics - Kaplan Professional |
| Paul Craig Benson | 1999 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT ~ 2009 - SMSF Specialist Advisor Program - Other - SPAA ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - FPA |