This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes including:
investor directed portfolio services;
from 1 July 2022, securities in a CCIV;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes including:
investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
Fixed Income Strategy 2" scheme (ARSN: 616 097 717),
a scheme which only holds the following types of property:
derivatives; and
financial assets;
Vinva Global Systematic Equities Fund" scheme (ARSN: 635 318 991),
a scheme which only holds the following types of property:
derivatives; and
financial assets;
Multi Strategy Alternative Fund" scheme (ARSN: 627 157 813),
a scheme which only holds the following types of property:
derivatives; and
financial assets; and
schemes which only hold the following types of property:
financial assets; and
provide the following custodial or depository services:
operate investor directed portfolio services (each of which is referred to as the IDPS);
to retail and wholesale clients.
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