This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives; and
financial products limited to:
miscellaneous financial risk products limited to intra-day contracts related to the price of electricity; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
financial products limited to:
miscellaneous financial risk products limited to intra-day contracts related to the price of electricity; and
make a market for the following financial products:
derivatives; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
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