This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Francis Macdonald | 2008 | Certificate - Margin Lending and Geared Investments - KAPLAN ~ Certificate - Self Managed Superannuation Funds - KAPLAN ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA) ~ Master of Commerce (Applied Finance) - University of Queensland |
| John Drakakis | 2008 | Bachelor of Business - Queensland University of Technology ~ CPA Program - CPA Australia ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Applied Finance and Investment - KAPLAN |
| Martin Joseph Kerrigan | 1989 | Bachelor of Commerce - The University of Queensland ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - Deakin University |
| Michael Robert Barrett | 2010 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Financial Planning) - KAPLAN |
| Oryana Burette | 2023 | Graduate Diploma of Financial Planning - Griffith University |
| Scott Erich Frank Adams | 1997 | Bachelor of Commerce - The University of Queensland ~ Certified Financial Planner Course - Deakin ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Australia ~ Graduate Diploma of Financial Planning - Securities Institute Australia |