Smarter Financial Planning Pty ltd

AFS License Number
550129
Name
Smarter Financial Planning Pty ltd
ABN/ACN/ARBN
83667577568
Licensee issued
Nov. 17, 2023
Address
Port Macquarie, 2444, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Ashley Stapley 2004 Bachelor of Business (Financial Planning) - Royal Melbourne Institute Of Technology ~ CERTIFIED FINANCIAL PLANNER - Financial Advice Association Australia (FAAA)
 Lee Hendrick Riske 2004 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Certificate III in Financial Services - National Insurance Brokers Association (NIBA) ~ Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Services (Financial Planning) - Securities Institute
 Timothy John Charles Hillier 2006 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning - ThreeSixty