This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aimee Maree Cowling | 2025 | 2019 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of New England ~ 2019 - Financial Services - Bachelor Degree (AQF 7) - University of New England ~ 2024 - Commercial Law - Certificate (AQF 1-4) - Kaplan ~ 2024 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan |
| Ashleigh Margaret Campbell | 2025 | 2024 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Azaria Bell | 2022 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Ethic and professionalism in Financial Adivce - Bridging Course - Ethics - Kaplan |
| Edmond Gabriel Scalpelli | 2001 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca |
| Ellen Claire Victoria Stoncius | 2025 | 2020 - Bachelor of commerce, Major in Financial Planning - Bachelor Degree (AQF 7) - Deakin University ~ 2024 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jordan Patrick Perret | 2023 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University |
| Kathleen Marie Therese Dean | 2017 | 2012 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - CFP Certification Program (CFP 1-4) - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin |
| Kellie Pearce | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Eduction ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Harold Warren | 2023 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith university ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Natalia Annie King | 2025 | 2023 - Commerce & Law - Bachelor Degree (AQF 7) - Deakin University |
| Phillip Thompson | 2011 | 2012 - Certificate IV in Finance and Mortgage Broking - - Kaplan ~ 2012 - Diploma of Financial Services - - Kaplan ~ 2014 - Advanced Diploma of Financial Services - - Kaplan ~ 2023 - Graduate Diploma - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Trent John Bacon | 2017 | 2016 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - Postgraduate Financial Planning - Other - Griffith University ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |