This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Palminder Sodhi | 2022 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia in Co-Operation with Deakin University ~ 2004 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2012 - Master of Business Administration (Executive) - Masters Degree (AQF 9) - University of New South Wales ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |