This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gregory Alan Keane | 2005 | 2003 - Diploma of Financial Advising - - Securities Institute ~ 2019 - Master of Financial Analysis - Masters Degree (AQF 9) - UTS ~ 2023 - FASEA/Financial Adviser Exam - Other - ACER/ASIC ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |