This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| John Menelaou | 2005 | 1989 - Diploma of The Australian Insurance Institute - - Australian Insurance Institute ~ 2004 - Diploma of Financial Planning - - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Regulatory Guide 146 Assessment - - Kaplan Professional Education |
| Karen Marie Black | 2016 | 1992 - Bachelor of Arts in Accountancy - - University of South Australia ~ 1997 - CPA Program - - CPA Australia ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2016 - Superannuation and Retirement Planning - - Kaplan Professional ~ 2019 - Diploma of Financial Planning - - Kaplan Professional |