Sgn Financial Pty ltd

AFS License Number
490523
Name
Sgn Financial Pty ltd
ABN/ACN/ARBN
40120395904
Licensee issued
March 16, 2017
Address
Varsity Lakes, 4227, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Amanda Hui June Tang 2017 Bachelor of Commerce majoring in Financial Planning and Accounting - Griffith University
 Amber Petriece Stevenson 2004 Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - PS146 Training Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Amy Kathleen Glanvill 2006 Bachelor Of Business - Charles Sturt University ~ Diploma Of Financial Services (Financial Planning) - FINSIA ~ Ethics and Professionalism in Financial Advice - Kaplan
 Andrew Barrett 2018 Diploma of Financial Planning - Kaplan Professional
 Ben Woolvett 2004 Advanced Diploma of Financial Services - Tribeca Learning ~ Advanced Diploma of Financial Services - Tribeca Learning ~ Bachelor of Economics - Adelaide University ~ Bachelor of Economics - Adelaide University ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Blake Graham Halligan 2007 Bachelor of Commerce - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA) ~ Provide advice in Self-managed Superannuation Funds - AAMC
 Cameron Pereira 2005 ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Claudio DI Giovanni 1995 Bachelor of Economics - Flinders University - SA ~ Bachelor of Economics - Flinders University - SA ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University - Vic ~ Diploma of Financial Planning - Deakin University - Vic ~ Kaplan - Ongoing Continuing Education Program - Kaplan Australia ~ Kaplan - Ongoing Continuing Education Program - Kaplan Australia
 Craig Abela 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (financial Planning) - PINNACLE FINANCIAL SERVICES ~ Graduate Diploma of Financial Planning - Kaplan
 Craig Ronald Burling 2005 Client Engagement Strategies - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Estate Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd ~ Taxation Essentials - Kaplan Professional
 David Murray 1994 Ethics and Professionalism in Financial Advice - Kaplan ~ bachelor of business - Victoria University ~ diploma financial planning - deakin university ~ self managed super funds - integratec
 David Peter Layton 1992 Diploma of Financial Planning - FPA ~ Diploma of Financial Services (Financial Planning) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan
 Dominic Mark Mulcahy 1998 ASX Accredited Listed Products - Kaplan Professional Education ~ Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Duncan Gillies Macgill 2017 Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Bachelor of Commerce and Law - University of Tasmania ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education ~ self managed super funds - smsf association
 Gregory Duff 2014 Bachelor of Commerce - Deakin University
 Ian John Davidson 1988 Bachelor of Commerce - The University of Queensland ~ Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Chartered Accountant - Financial Planning Specialist - The Institute of Chartered Accountants in Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 James Sali 2015 Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Griffith University - Bachelor of Commerce ~ self managed superannuation funds - kaplan
 Jarrad Page 2013 Bachelor of Commerce (Financial Planning Major) - Griffith University ~ Ethics and professionalism in Fin advice - kaplan ~ Self Managed Superannuation Funds - Kaplan Professional
 Jenna Wheeler 2009 Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Jock Timothy Donald Calvert 2024 business - UTAS ~ financial advising - utas
 Jordan Daniel Mcmahon 0 Commerce - Griffith University ~ ethics and professionalism - kaplan
 Kane Alan Quickensted 2008 Bachelor of Commerce (Economics, Finance and Financial Planning) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia
 Luke Butcher 2021 Bachelor Of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan
 Luke William Roberts 2005 Accredited Listed Product Adviser Program - Kaplan ~ Bachelor Of Economics - University Of Tasmania ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance - FINSIA ~ Margin Lending - Pinnacle Financial Services Academy
 Matthew Lewis 2007 Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Sport Management) - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan
 Michelle Anne Johns 2003 Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ CFP - CFP ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Deakin University
 Neva Varnik 2008 BBus (Accountancy) - RMIT University ~ Diploma of Financial Planning - Finsia Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma (ICAA) - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Nicholas Molloy 2002 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Nicole Damro 2014 Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Arts (Japanese) - Griffith University ~ Bachelor of Business - Griffith University ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan
 Nicole Florisson 2008 Bachelor of Business - University of Tasmania ~ Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Ethics & Professionalism in Financial Advice FPC002B - Kaplan Australia ~ Taxation Planning Certificate - Kaplan Australia
 Peter John Stevenson 2001 Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Tribeca Learning
 Philip Gerard Layton 1999 Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Business (Economics) - Queensland University of Technology ~ Diploma of Financial Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Raquel Netto 2008 Bachelor Of Commerce - Monash University ~ Diploma Of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan
 Samuel Bryant 2023 Commerce - Griffith
 Sena Amanda Pona 2022 Commerce (Financial Planning) - Griffith University
 Steven Stubberfield 1989 Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Financial Planning Specialist - CPA Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Timothy Robert Ford 2003 Bachelor of Business - RMIT University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Todd Alexander Hammond 1995 Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Advising - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Todd Charnas 2000 Bachelor of Business - La Trobe University ~ Diploma of Financial Planning - Integrity Education ~ Margin Lending - Kaplan ~ Practice of Risk Management (PRM) - Integrity Education Group Pty Ltd ~ Practice of Self Managed Super Funds - Integrity Education Group Pty Ltd
 Vincenzo Mario Fusti 1997 Bachelor of Business - Monash University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan