This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Amanda Hui June Tang | 2017 | Bachelor of Commerce majoring in Financial Planning and Accounting - Griffith University |
Amber Petriece Stevenson | 2004 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - PS146 Training Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Amy Kathleen Glanvill | 2006 | Bachelor Of Business - Charles Sturt University ~ Diploma Of Financial Services (Financial Planning) - FINSIA ~ Ethics and Professionalism in Financial Advice - Kaplan |
Andrew Barrett | 2018 | Diploma of Financial Planning - Kaplan Professional |
Ben Woolvett | 2004 | Advanced Diploma of Financial Services - Tribeca Learning ~ Advanced Diploma of Financial Services - Tribeca Learning ~ Bachelor of Economics - Adelaide University ~ Bachelor of Economics - Adelaide University ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Blake Graham Halligan | 2007 | Bachelor of Commerce - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA) ~ Provide advice in Self-managed Superannuation Funds - AAMC |
Cameron Pereira | 2005 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
Claudio DI Giovanni | 1995 | Bachelor of Economics - Flinders University - SA ~ Bachelor of Economics - Flinders University - SA ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University - Vic ~ Diploma of Financial Planning - Deakin University - Vic ~ Kaplan - Ongoing Continuing Education Program - Kaplan Australia ~ Kaplan - Ongoing Continuing Education Program - Kaplan Australia |
Craig Abela | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (financial Planning) - PINNACLE FINANCIAL SERVICES ~ Graduate Diploma of Financial Planning - Kaplan |
Craig Ronald Burling | 2005 | Client Engagement Strategies - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Estate Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd ~ Taxation Essentials - Kaplan Professional |
David Murray | 1994 | Ethics and Professionalism in Financial Advice - Kaplan ~ bachelor of business - Victoria University ~ diploma financial planning - deakin university ~ self managed super funds - integratec |
David Peter Layton | 1992 | Diploma of Financial Planning - FPA ~ Diploma of Financial Services (Financial Planning) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |
Dominic Mark Mulcahy | 1998 | ASX Accredited Listed Products - Kaplan Professional Education ~ Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Duncan Gillies Macgill | 2017 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Bachelor of Commerce and Law - University of Tasmania ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education ~ self managed super funds - smsf association |
Gregory Duff | 2014 | Bachelor of Commerce - Deakin University |
Ian John Davidson | 1988 | Bachelor of Commerce - The University of Queensland ~ Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Chartered Accountant - Financial Planning Specialist - The Institute of Chartered Accountants in Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
James Sali | 2015 | Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Griffith University - Bachelor of Commerce ~ self managed superannuation funds - kaplan |
Jarrad Page | 2013 | Bachelor of Commerce (Financial Planning Major) - Griffith University ~ Ethics and professionalism in Fin advice - kaplan ~ Self Managed Superannuation Funds - Kaplan Professional |
Jenna Wheeler | 2009 | Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
Jock Timothy Donald Calvert | 2024 | business - UTAS ~ financial advising - utas |
Jordan Daniel Mcmahon | 0 | Commerce - Griffith University ~ ethics and professionalism - kaplan |
Kane Alan Quickensted | 2008 | Bachelor of Commerce (Economics, Finance and Financial Planning) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia |
Luke Butcher | 2021 | Bachelor Of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan |
Luke William Roberts | 2005 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor Of Economics - University Of Tasmania ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance - FINSIA ~ Margin Lending - Pinnacle Financial Services Academy |
Matthew Lewis | 2007 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Sport Management) - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Super Funds - Kaplan |
Michelle Anne Johns | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ CFP - CFP ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Deakin University |
Neva Varnik | 2008 | BBus (Accountancy) - RMIT University ~ Diploma of Financial Planning - Finsia Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma (ICAA) - The Institute of Chartered Accountants ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Nicholas Molloy | 2002 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Accounting) - Charles Sturt University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Nicole Damro | 2014 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Arts (Japanese) - Griffith University ~ Bachelor of Business - Griffith University ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan |
Nicole Florisson | 2008 | Bachelor of Business - University of Tasmania ~ Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Ethics & Professionalism in Financial Advice FPC002B - Kaplan Australia ~ Taxation Planning Certificate - Kaplan Australia |
Peter John Stevenson | 2001 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Tribeca Learning |
Philip Gerard Layton | 1999 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Business (Economics) - Queensland University of Technology ~ Diploma of Financial Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
Raquel Netto | 2008 | Bachelor Of Commerce - Monash University ~ Diploma Of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan |
Samuel Bryant | 2023 | Commerce - Griffith |
Sena Amanda Pona | 2022 | Commerce (Financial Planning) - Griffith University |
Steven Stubberfield | 1989 | Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Financial Planning Specialist - CPA Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional Education |
Timothy Robert Ford | 2003 | Bachelor of Business - RMIT University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
Todd Alexander Hammond | 1995 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Advising - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education |
Todd Charnas | 2000 | Bachelor of Business - La Trobe University ~ Diploma of Financial Planning - Integrity Education ~ Margin Lending - Kaplan ~ Practice of Risk Management (PRM) - Integrity Education Group Pty Ltd ~ Practice of Self Managed Super Funds - Integrity Education Group Pty Ltd |
Vincenzo Mario Fusti | 1997 | Bachelor of Business - Monash University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |