This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron James Della Franca | 2022 | Finance & Financial Planning - Curtin |
| Daniel Farrall | 2007 | Accredited Derivatives Adviser Level 2 - ASX ~ Stockbrokers Accreditation - Deakin Prime/SDIA |
| Norman Robinson | 1997 | Accredited Derivatives Adviser Level 2 - ASX ~ Bachelor of Commerce - Curtin University ~ Graduate Diploma of Applied Finance & Investment - SDIA (FINSIA) |
| Terri Anne Phillips | 1988 | Diploma of Financial Advising - FINSIA ~ Financial Planning - Kaplan Professional |
| Valentina Georgiadis | 2006 | Bachelor Commerce - UWA ~ Diploma of Financial Planning - FPA |