This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Louis Muller | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Economics and Financial Planning) - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance - Kaplan Higher Education ~ Self Managed Superannuation Funds - Kaplan Professional |
| Ashley James Cornish | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business - Edith Cowan University ~ Certified Financial Planner - FPA ~ Dioloma of Financial Services (Financial Planning) - Securities Institute |
| Jason Robert Ward | 2017 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Kevin James Bradshaw | 2006 | Bachelor of Commerce (Accounting and Finance) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Securities Institute |
| Miranda Weston | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan |
| Paul David Rowlands | 2006 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |