Secured Wealth Advice Pty ltd

AFS License Number
516518
Name
Secured Wealth Advice Pty ltd
ABN/ACN/ARBN
30611118159
Licensee issued
Aug. 30, 2019
Address
Neutral Bay, 2089, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Christopher Mallett 2014 Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accountancy) - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional
 Judd Steven Clark 2022 Bachelor of Business - Griffith University ~ Bachelor of Commerce (Finance and Financial Planning) - Griffith University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Luke Poynter 2015 Diploma in Financial Planning - Kaplan Professional Education
 Samuel Kitchen 2004 Bachelor Of Commerce - University Of Queensland ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education