This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Eric Hardy Rash | 2003 | 1994 - Bachelor of Science - - La Trobe University ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca |
| Dale William Evenden | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Damien Phua | 2017 | 2016 - Diploma of Financial Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan ~ 2018 - Teir 1 - Margin Lending - Personal Advice - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Education Pty Ltd |
| Enoch Chan | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kalplan Education Pty Ltd |
| Luke Russell Knoll | 2024 | 2012 - Teaching - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Steven David King | 2012 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2014 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2018 - Tier 1 Margin Lending - Personal Advice - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Education Pty Ltd |