This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives; and
foreign exchange contracts; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives; and
foreign exchange contracts;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| James Ian Greenwood | 2018 | 2004 - Bachelor of Commerce - - James Cook University ~ 2015 - Master of Applied Finance - - Kaplan ~ 2018 - Diploma of Financial Markets - - AFMA |
| Robert John Imray | 2008 | 1989 - Bachelor of Business - - University of Southern Queensland ~ 1989 - Diploma of Export - - Aust. Inistitute of Export ~ 1994 - Grad. Dip. of Accounting - - University of Southern Queensland ~ 1996 - Master of Business - - University of Southern Queensland ~ 1998 - Diplomia of Technical Analysis - - ATAA |