This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| James Patrick Rabbitt | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2010 - Bachelor of Business (Financial Planning) with Honours Class 2B - - RMIT University ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Loretta Dawn Rabbitt | 2004 | 1992 - Associate Diploma in Business - - Southern Sydney Institute of TAFE ~ 1998 - Master of Business Administration - - Southern Cross University ~ 2005 - Graduate Diploma Financial Planning - - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |