This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cheree Nicole Bonnici | 2001 | 2000 - Bachelor of Business Banking and Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2003 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higer Education Pty Ltd ~ 2006 - Business Administration - Graduate Certificate (AQF 8) - Deakin University ~ 2020 - Ethics For Financial Services - MA1769 - Bridging Course - Ethics - Deakin University |
| Richard Denis Tourneur | 2001 | 2002 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Australia ~ 2009 - Dip of Financial Services ( Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Colonial First State Practice Management Program - - Wharton University of Pennsylvania ~ 2016 - Colonial First State Leaders Program - Professional Designations - Insead France University ~ 2018 - Colonial First State - Leadership and Innovation Program - Professional Designations - Insead, Singapore, University ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |