This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| John Kirkpatrick | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - - Holmesglen Institute of TAFE ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Holmesglen Institute of TAFE ~ 2016 - Super Concepts & ICFS Specialist SMSF Course - Other - The University of Adelaide/ Super Concepts ~ 2019 - Tier 1 Margin Lending - personal Advice - Other - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Paul Gary Bradley | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Thuraisingam Vasanthakumar | 2000 | 1992 - Certificate in Financial Planning - - ASIC ~ 2000 - DFP8 Financial Plan Construction & Review - Graduate Diploma (AQF 8) - Deakin University ~ 2000 - Diploma in Financial Planning - - Deakin University |