This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adriano Donato | 2013 | 2007 - Bachelor of Business (Accountancy) - - RMIT University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education / PS146 Training Australia ~ 2011 - Post Graduate Diploma of Financial Planning - - Kaplan ~ 2014 - Certified Financial Planner - - FPA ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Dale Eriksen | 2002 | 2002 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2005 - Advanced Diploma of Financial Planning - - Tribeca ~ 2010 - SMSF Specialist Adviser - - Self Managed Superannuation Fund Association (SPAA) ~ 2017 - Masters of financial planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Joseph Ross | 2001 | 1998 - Bachelor of Commerce (Accounting) - - University of Canberra ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Certified Financial Planner - - FPA ~ 2003 - Financial Planning Certificate (UK) - - The Chartered Insurance Institute ~ 2014 - Self Managed Super Fund (SMSF) Course - - Kaplan |
| Neil Philip Salkow | 2007 | 2004 - Bachelor of Commerce (Finance Honours) - - University of Cape Town ~ 2006 - Diploma of Financial Planning (inc Stockbrokers administration) - - FINSIA ~ 2007 - Advanced Diploma of Financial Planning - - Kaplan ~ 2008 - Self Managed Super Fund (SMSF) Course - - Kaplan |
| Nicholas George Horsley | 2018 | 2018 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - Diploma of Financial Planning - - Monarch Institute ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England ~ 2022 - Certified Financial Planner - Professional Designations - FPA |
| Samuel Turrisi | 1999 | 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Margin Lending and Greared Investments - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Tom Barlow | 2007 | 2006 - Bachelor of Commerce (Fin, FinPlan, Acc) - - Deakin University ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Superannuation & Retirement Planning - - Kaplan ~ 2018 - Certified Financial Planner - - FPA |
| Winston Angus Lancelot Mckell | 2022 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |