This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adriano Donato | 2013 | Bachelor of Business (Accountancy) - RMIT University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Mentor Education / PS146 Training Australia ~ Post Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Dale Eriksen | 2002 | Advanced Diploma of Financial Planning - Tribeca ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and professionalism in financial advice - Kaplan Professional ~ Masters of financial planning - Kaplan Professional ~ SMSF Specialist Adviser - Self Managed Superannuation Fund Association (SPAA) |
| Matthew Joseph Ross | 2001 | Bachelor of Commerce (Accounting) - University of Canberra ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Financial Planning Certificate (UK) - The Chartered Insurance Institute ~ Self Managed Super Fund (SMSF) Course - Kaplan |
| Neil Philip Salkow | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Finance Honours) - University of Cape Town ~ Diploma of Financial Planning (inc Stockbrokers administration) - FINSIA ~ Self Managed Super Fund (SMSF) Course - Kaplan |
| Nicholas George Horsley | 2018 | Advanced Diploma in Financial Planning - Monarch Institute ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma in Financial Planning - University of New England |
| Samuel Turrisi | 1999 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Greared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Tom Barlow | 2007 | Bachelor of Commerce (Fin, FinPlan, Acc) - Deakin University ~ Certified Financial Planner - FPA ~ Self Managed Superannuation Funds - Kaplan ~ Superannuation & Retirement Planning - Kaplan |
| Winston Angus Lancelot Mckell | 2022 | Bachelor of Commerce (Financial Planning) - Griffith University |