This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jonathan Paul Grant | 2000 | 2000 - Certified Financial Planner - Professional Designations - FPA ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2007 - Certificate of Applied Self Managed Superannuation Fund AAdvice - - Australian Executor Trustees ~ 2009 - Certificate of ASX Securities - - KAPLAN |
| Nicholas Cullis | 2023 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Rodney Malcolm Gilham | 1999 | 1997 - Bachelor of Business (Economics/Marketing) - - Monash University ~ 2003 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2005 - Self Managed Superannuation Funds (SMSF) - - KAPLAN Professional ~ 2010 - ASX Accredited Listed Product Adviser (ALPA) Program - - KAPLAN Professional |
| Romi Bitar | 2000 | 1995 - Advanced Certificate in Accounting - - East Gippsland TAFE ~ 1996 - Associate Diploma in Accounting - - East Gippsland TAFE ~ 2001 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Life Risk Specialist - - Financial Planning Association of Australia |
| Scott Henning | 2017 | 2017 - Diploma of Financial Planning - - KAPLAN ~ 2025 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Timothy Rasmussen | 2015 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Limited ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - DBA SMSF Core Course - - DBA Network ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Wade Philip Mcgirr | 2004 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Margain Lending & Geared Investments - - Kaplan ~ 2011 - Certificate IV in Financial Services (Finance / Mortgage Broking) - Certificate (AQF 1-4) - AAMC Training Group ~ 2020 - FPC002B - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education Pty Ltd |