This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts; and
interests in managed investment schemes excluding investor directed portfolio services;
deal in a financial product to wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts; and
interests in managed investment schemes excluding investor directed portfolio services; and
make a market to retail and wholesale clients for the following financial products:
foreign exchange contracts; and
make a market to wholesale clients for the following financial products:
derivatives.
| Name | First provided advice | Qualification and trainings |
|---|